Absurdity of Nuclear Deterrence
Achin
Vanaik |
Nuclear
strategists are
a strange breed.
These are people
who devote most
of their thinking
not to the task
of how best to
de-legitimise
and get rid of
nuclear weapons
but to justifying
their possession,
operationalising
their threat and,
if considered
necessary, organising
their actual use.
This community
has two branches.
Sitting on one
branch are those
who pay lip service
to eventual global
nuclear disarmament.
But it is just
lip service --
for it is only
the far horizon
of their thought
and, therefore,
is of little consequence
for the actual
preoccupations
that constitute
their fundamental
political contributions.
On the other branch
are those who
no longer pay
even such lip
service. We have
nuclear weapons.
They will never
go away. We have
to live with them
now and forever.
But both branches
are connected
to the same trunk.
Basically, they
share a common
mind-set, and
the dominant characteristic
of this mind-set
is its inability
or unwillingness
to think deeply
about its own
highly problematic
foundational assumptions
and its preference
to preoccupy itself
with thinking
as comprehensively
and cleverly as
possible within
the framework
of those accepted
assumptions. It
is, of course,
from the ranks
of just this community
of strategic experts
in India and Pakistan
that the loudest
and most frequent
voices are raised
in support of
the claim that
nuclear weapons
are to be welcomed
because, through
the 'wondrous'
workings of deterrence,
they enhance the
stability and
security of the
countries (India-Pakistan)
and South Asia.
I.
Nuclear Weapons
and Security Claims
-
Uncovering
illusions
A simple enough
way of highlighting
the problematic
character of
such claims
for the efficacy
of nuclear weapons
in South Asia
after the 1998
tests in India
is to look at
the early predictions/claims
made by the
prominent supporters
of those tests
(the pro-bomb
lobby) who,
in one way or
the other, were
able to enter
the domain of
public discourse
in India. Each
and every such
prominent member
made at least
one of the following
predictions.
Very few made
all of the below
listed predictions.
Most made more
than one of
these predictions.
Pakistani anti-nuclear
activists can,
no doubt, draw
up their own
list of failed
predictions/claims
made by their
country's pro-nuclear
lobby.
-
Mutual nuclear
deterrence would
now ensure that
there would not
be any danger
of an actual nuclear
exchange between
India and Pakistan.
During the Kargil
conflict of 1999
some of these
very predictors
now publicly argued
that Pakistan
would not dare
attack India with
nuclear weapons
because the U.S.
would not allow
Pakistan to do
so. The justification
had shifted from
the efficacy of
mutual deterrence
to the powerful
restraint imposed
by the U.S. on
an otherwise not-to-be-trusted
foe. Others declared
that there could
not be a guarantee
that Pakistan
might not resort
to nuclear weapons
although given
India's greater
nuclear firepower
this would be
foolish on its
part. Nevertheless,
India had to be
prepared just
in case. In effect,
in the context
of a war-like
situation, one-time
confident proponents
of deterrence
efficacy exhibited
a much more diluted
sense of confidence
in the power of
mutual deterrence.
- The
advent of nuclear
weapons in both
countries would
now prevent even
conventional wars
from taking place.
Kargil took place
partly because
of the thinking
that Pakistan
possessed a 'nuclear
shield' behind
which they could
take new risks
on the conventional
warfare front.
To be sure, Pakistan
started the war
but shouldn't
our 'strategic
experts' have
exhibited less
trust in the efficacy
of nuclear weapons
in this respect?
Obviously, at
the time (just
after the 1998
tests) their priority
was drumming up
any and all arguments
for supporting
bomb acquisition.
- Nuclear
weapons would
bring in greater
regional stability
and better relations
between India
and Pakistan.
Despite the recent
thaw in Indo-Pakistan
relations for
reasons that have
nothing to do
with nuclear weapons,
in a broader historical
survey, the period
since 1998 was
marked by a war
in Kargil, a level
of massive military
mobilisation-brinkmanship
of a kind that
has never taken
place between
two countries
in peacetime since
1947, a failed
summit, verbal
expressions of
hostility between
the two governments
reaching new lows,
attempts to play
off the U.S. against
each other, continued
impasse in Kashmir.
- Since
nuclear weapons
would prevent
conventional warfare,
as well as bring
about greater
stability, expenditure
on conventional
forms of military
defence and preparedness
would soon be
reduced. Defence
expenditure in
India, in real
terms, has greatly
increased and
most pro-bomb
advocates would
say this is unavoidable
because nuclear
weapons cannot
address the needs
that conventional
weapons address.
- There
would be no competitive
nuclear arms race
between India
and Pakistan.
The former President
of India, K. R.
Narayanan, was
far from alone
in publicly and
repeatedly declaring
that there was
no danger of a
competitive arms
race between the
two countries.
One searched in
vain for pro-bomb
advocates who
had the grace
or the honesty
to say that although
there was bound
to be action-reaction
preparations between
the two countries,
i.e., a competitive
arms race of some
sort, this would
be managed and
controlled, but
not prevented
or preventable.
Both countries
would be stockpiling
fissile materials,
extending missile
ranges, drawing
up target plans,
and so on. Which
is, of course,
what did happen.
- India
would only have
a 'minimum credible
deterrent'. There
can be no stable
'minimum deterrent',
since this is
never a fixed
position but a
moving one connected
to the preparations
and arsenal development
of one's presumed
opponents. Further
complicating the
picture is the
Indian desire
to have such a
deterrent vis-à-vis
China (some voices
even call for
preparing such
a deterrent vis-à-vis
the U.S.) which
propels Pakistan
to worry about
how minimum its
deterrent should,
or can be. Meanwhile,
U.S. Ballistic
Missile Defense
(BMD) development
will push China
to consider expanding
and developing
its arsenal with
all the knock-on
effects this can
be expected to
have on India
and Pakistan.
The end result
in India is that
lots of pro-nuclearists
talk of only having
a minimum but
when it comes
to specifying
what this means,
vagueness, imprecision
and uncertainty
abound.
-
Nuclear weapons
would make India
more independent
- nay - defiant
of the U.S. in
its foreign policy
behaviour. The
most striking
characteristic
of Indian foreign
policy behaviour
since 1998 vis-à-vis
the U.S. is its
subservient character
and the near-desperation
with which Indian
governments are
wooing the U.S.
and wanting a
'strategic partnership'
with it wherein
the terms can
never be those
of genuine equality
or partnership
(given the enormous
asymmetry of power
between the two,
regardless of
India's nuclear
weapons) but must
basically be on
the lines established
by the much more
powerful country,
the U.S. Despite
all declarations
to the contrary
and self-delusions
disguised by calls
to serve the needs
of 'national interest',
India has behaved
with obsequiousness
towards the U.S.
once it accepted
India as a de
facto nuclear
power; but one
which Washington
is determined
to maintain at
the level of a
'small nuclear
power' (SNP).
The point is not
whether India
is now justified
or not in seeking
a strategic alliance
with the U.S.
but that this
earlier confident
declaration has
been disproved
by subsequent
turn of events.
Nor is it enough
to say that the
U.S. has taken
India more seriously
after 1998. It
has done the same
with Pakistan
after September
11, 2001.
- A
nuclear India
with now enhanced
bargaining power
would actually
help the cause
of global nuclear
disarmament by
strengthening
the momentum towards
it. In a context
where the post-1998
'nuclear India'
does not possess
the courage to
come out forcefully
against the BMD
and instead is
manoeuvring for
some contract
crumbs on offer
from the BMD-TMD
programme as a
whole, the less
said about this
ridiculous claim
the better. It
is tantamount
to claiming that
the best way to
nuclearly disarm
is to nuclearly
arm! This is as
silly as it sounds.
ii)
A triad of views
and former ambiguists
When, in mid-2003,
India finally called
off its 10-month
long massive military
mobilisation along
the border with
Pakistan and began
the process of reducing
the tensions it
had unnecessarily
ratcheted up earlier,
a revealing episode
took place. The
then Prime Minister,
Atal Behari Vajpayee,
declared the mobilisation
a great success.
India had, in effect,
called Pakistan's
'nuclear bluff'.
India had shown
that it was not
afraid to risk war
or teach a lesson
militarily to Pakistan.
General Musharraf,
on the other side,
was equally quick
to declare that
Pakistan's nuclear
weapons, far from
being a bluff, were
the key reason why
India 'backed off'
and did not militarily
attack Pakistan.
In effect, he had,
through his nuclear
arsenal called India's
bluff. The BJP-chosen
presidential candidate
at the time, A.
P. J. Kalam, while
on his campaign
trail and when asked
by the press for
his opinion, publicly
declared that nuclear
weapons had prevented
the outbreak of
conventional war
between India and
Pakistan despite
the massive mobilisation.
In effect, to the
embarrassment of
his BJP backers,
he was publicly
endorsing the claim
made by Gen. Musharraf
himself. The BJP
had to quickly announce
that this was Mr.
Kalam's personal
opinion not shared
by the BJP. Shortly
after this, the
retired former Chief
of Army Staff, Gen.
V. P. Malik, publicly
disputed both the
claims of Mr. Vajpayee
and of Mr. Kalam.
Nuclear weapons,
he declared, were
irrelevant to the
issue of conventional
war and could not
deter such wars.
They could only
deter nuclear exchanges
and wars.
What is revealing
here is that three
senior figures all
believe that nuclear
weapons are efficacious
but they cannot
come to an agreement
about what they
are efficacious
about or the range
is over which their
'wondrous' deterrent
properties work.
They not only disagreed
with each other
in a concrete historical
situation, showing
that the outcome
of a specific historical
context still does
not give a decisive
answer to claims
and counter-claims
made even by the
members of the pro-bomb
lobby, which otherwise
shares a belief
in the general efficacy
of nuclear weapons,
but actually and
forcefully, contradicted
each other. In its
own way, this episode
highlighted precisely
this dilemma about
the essentially
problematic nature
of efficacy claims
made for nuclear
deterrence.
Just as revealing
is what happened
immediately after
the Pokharan II
tests of May 11,
1998 when long-time
nuclear ambiguists
suddenly became
nuclear advocates.
These were people
who before May 11
had argued in favour
of India's posture
of ambiguity, of
neither closing
the nuclear option
or of exercising
it. When they were
ambiguists for longer
periods, in many
cases over decades,
they justified their
position by positing
both the deterrent
potential of nuclear
weapons and by pointing
out the limitations
and weakness, even
fallacies, of nuclear
deterrence thinking
and arguments. After
May 11, having endorsed
the tests, they
could now only base
their case on the
'undeniable' deterrence
value of nuclear
weapons. The last
thing they would
wish to do, and
for the most part
avoided doing, is
highlighting the
problematic nature
of nuclear weapons
and the limitations
of deterrence thinking
because that could
only weaken the
case they were now
propagating in their
new role as unwavering
supporters of nuclear
weapons acquisition.
Salesmanship had
effectively overtaken
intellectual scrupulousness.
iii)
Abstractions of
nuclear deterrence
All claims for the
efficacy of nuclear
weapons rest on
the presumed properties
of deterrence. Deterrence
arguments at their
most rigorous provide
an utterly abstract
logic to explain
why countries that
have nuclear weapons
will not engage
each other in a
nuclear war. The
case made for nuclear
weapons through
the acceptance of
this logic, carries
serious flaws.
- The
argument is coherent
only within the
strictest and
most demanding
conditions of
rationality of
behaviour, which
are unavailable
and inoperable
in the real world
we live in. To
believe that nuclear
deterrence can
be relied upon
to 'always work'
is to impose extraordinary
conditions on
the key agents
concerned, namely
those who control,
command and man
the nuclear weapon
systems of the
countries having
them. Nuclear
deterrence is
the faith-like
belief that terrible
fear (of the consequences
of nuclear war)
will always promote
wise decisions
by fallible human
beings operating
under conditions
of sometimes extreme
tension and always
operating under
circumstances
that neither the
side seeking to
deter or the side
supposed to be
deterred can ever
fully control.
Deterrence is
hope disguised
as strategic wisdom.
- The
abstract logic
of deterrence
-- being abstract
-- applies universally.
That is to say,
the same fundamental
arguments and
efficacy claims
apply everywhere
and for all countries
that have the
capacities to
make nuclear weapons.
If having nuclear
weapons enhances
the safety of
one country with
actual or potential
nuclear opponents,
they do so for
all other countries
having actual
or potential nuclear
opponents. Very
few nuclear strategists
(Kenneth Waltz
is a partial exception)
are prepared to
be so consistent
as to endorse
all countries
having the capacity
to do so to actually
go ahead and possess
such weapons because
they would presumably
make their regions
and the world
in general safer.
Most strategists
and pro-nuclear
thinkers retreat
from the demands
of such an abstract
logic, and from
the factitious
world of super-rational
human beings and
super-controlled
environment that
this logic assumes,
to the real world,
where horizontal
proliferation
of such weapons
to other parts
of the world is
seen as de-stabilising
or dangerous.
Such strategists
and supporters
of the bomb for
their own country
are intellectually
'irresponsible'
in being deeply
inconsistent.
They hypocritically
combine the use
of the abstract
logic of deterrence
to justify their
own country's
acquisition of
nuclear weapons
but parade a more
sober sense of
'responsibility'
and a much more
down-to-earth
(rather than abstract)
sense of reality
in recognising
the dangers involved
by such proliferation
elsewhere.
-
The abstractness
of the case made
for the efficacy
of nuclear weapons
means it is also
a strongly de-historicised,
de-socialised,
indeed de-politicised,
way of thinking
about the impact
and implications
of nuclear weapons
in the world we
live in. To make
the case for nuclear
weapons logically
consistent and
highly rigorous
requires constructing
a case that must
not be embedded
in an actual or
living politics
that, of course,
is always historicised
and socialised.
That is why so
much of nuclear
strategising takes
the form of game-theoretic,
rational choice
modelling, which
for all its incidental
insights and chess-like
attractions to
devoted practitioners,
is effectively
a retreat from
thinking seriously
and sophisticatedly
about the actual
world we live
in. Like a lot
of neo-classical
economic theorising,
there is quite
sophisticated
argumentation
by economists
(and nuclear strategists)
at secondary and
tertiary levels,
but it is encased
within a broader
framework of extraordinary
foundational and
empirical inadequacy.
Given this abstract
character, it
is hardly surprising
that nuclear
strategists
and run-of-the-mill
bomb supporters
are invariably
one kind of
realist or the
other. Realism,
here, does not
imply being
highly realistic;
in fact, far
from it. It
refers to the
formal label
for a particular
school of thought
(and its various
branches) concerning
how to understand
international
relations. Realism,
whether understood
as theory or
paradigm or
even as merely
a world-view,
is also marked
by its fundamentally
ahistoric and
asocial character.
Realism is basically
a crude, but
within severe
limits also
useful, manual
for the conduct
of foreign policy
statecraft for
strong or aspiring
powers. It is
a manual divided
essentially
into two parts
-- one part
providing the
language of
apologetics
for governments;
and the other
providing rough
guidelines,
a tool-kit of
do’s and
don'ts, that
can then help
operationalise
foreign policy
behaviour.
-
Nuclear
deterrence logic
addresses concerns
about nuclear
war prevention.
But it does
not at all adequately
address another
issue that is
also a basic
motivation for
countries acquiring
nuclear weapons
-- wanting such
weapons because
they are seen
as instruments
of power for
general foreign
policy support.
Quite apart
from the issue
of how useful
nuclear weapons
(as such putative
instruments)
are, what this
means is that
their possession,
development,
deployment,
brandishing
and flaunting
is always embedded
in a politics
that has little
to do with issues
of basic nuclear
survival, and
far more to
do with the
issue of how
best to enhance
the state's
political or
foreign policy
'advantages',
'authority',
'power', 'status',
etc. The idea
that nuclear
weapons must
only be treated
as 'instruments
of last resort'
is thus vitiated
from the very
beginning. They
are never treated
as only that!
What does this
imply? First,
it means that
between politically
hostile nuclear
rivals like
India and Pakistan,
there invariably
arise situations
of nuclear-related
tensions not
because either
side actually
wants to use
nuclear weapons
against the
other but simply
because nuclear
weapons are
themselves embedded
in the logic
of confrontational
politics and
not in some
unreal, abstract
logic of 'deterrence
behaviour' models.
Nuclear-related
tensions emerge
out of the very
fact of nuclear
weapons possession.
A new layer
of tension is
thereby added
to the levels
of tension between
politically
hostile rivals
that pre-exist
the advent of
nuclear weapons.
This, in itself,
is a standing
refutation of
the standard
pro-nuclear
claim that nuclear
weapons reduce
tensions and
enhance stability
and security.
Second, the
greatest danger
of nuclear weapons
use lies in
the 'escalatory
dynamic' that
always resides
in real-life
political crisis
situations for
which the reassurances
provided by
the abstract
logic of deterrence
are either misleading,
or at best,
irrelevant.
The chain of
events that
threaten to
erupt in circumstances
of political
hostility between
nuclear-equipped
rivals goes
like this: political
hostility does
lead to periodic
crisis situations
that all too
often carry
an escalatory
dynamic which
has the potential
to reach the
level of actual
nuclear exchanges.
The very point
about an escalatory
dynamic is that
escalation beyond
a point is rarely
deliberate and
controlled but
indeed its opposite
-- taking on
an essentially
uncontrolled
and 'reactive'
character on
both sides.
A situation
of dangerous
uncertainty
is thereby reached
which neither
side to begin
with had any
desire or intention
of reaching
whatever the
later, post-crisis/post-facto,
self-serving
rationalisations
might be. This
is the crucial
lesson of the
Cuban missile
crisis and indeed
of the various
crisis situations
of the past
between India
and Pakistan.
No one should
claim that such
a situation
will definitely
lead to a nuclear
exchange or
that it will
never ever do
so. But it must
be recognised
that this chain
of developments
with its in-built
tendency towards
an 'escalatory
dynamic' most
certainly exists.
-
The claim that
nuclear weapons
bring stability
and security
ultimately rests
on a foundation
that cannot
properly bear
the weight of
such a judgement.
Nuclear weapons
are supposed
to have provided
enhanced security
and stability
because after
their acquisition
there has been
no nuclear war.
Why has there
been no nuclear
war or exchange?
This is because
nuclear deterrence
works. How do
I know it works?
Because there
has been no
nuclear war
or exchange.
There
are two crucial
problems with this
'enhanced security'
claim. First, there
is the counterfactual
nature of the claim
itself whereby it
cannot be either
definitively proved
or refuted. This
being so, the case
for and against
its efficaciousness
must be decided
on the basis of
a 'balance of plausibility'
keeping in view
the coherence of
the arguments themselves
and whatever illuminating
historical evidence
there is. Here the
anti-nuclear case
wins hands-down,
i.e., it is much
more plausible.
Second, there is
not just an extreme
or merely 'breakdown'
test of whether
or not nuclear weapons
bring security.
There is another
more routinely applicable,
continuous and pervasive
test that exists
quite apart from
the 'breakdown'
issue: do nuclear
weapons actually
make rival countries
hostile to each
other more secure?
Was this the case
between the U.S.
and USSR during
their hostile Cold
War past? The same
between India and
Pakistan and between
Israel and, say
Iran, tomorrow?
Will the future
development and
deployment of the
BMD by the U.S.
and its impact on
Russian and Chinese
nuclear preparations
and developments
make matters more
secure? The very
diffuseness, generality
and partial intangibility
of the notion of
security means there
is no universally
acceptable answer
to this question.
But once again,
the 'balance of
plausibility', given
the actual evolution
of the world we
live in -- the insane
levels of actual
nuclear weapons
production, storage,
deployment, R&D,
proliferation --
favours the anti-nuclear
side, not the pro-nuclear
side.
In this regard,
it may be noted
that George Lee
Butler, the head
of the Strategic
Air Command (SAC)
of the U.S. between
1991-94 (the one
person the U.S.
president had to
speak to before
pressing the nuclear
button), and one-time
staunch believer
in the efficacy
of nuclear deterrence,
on retirement declared
that the honest
truth was that throughout
the Cold War period,
the nuclear establishment
of both the USSR
and US did not feel
secure, hence the
absurd character
and levels of their
nuclear preparations,
but deeply insecure.
There is, in fact,
one piece of evidence
favouring the anti-nuclear
case that, though
not clinching, is
certainly revealing
-- the proportion
of defectors from
the one-time pro-nuclear
side to the anti-nuclear
side is far greater
than the opposite
flow of defectors.
It is probably around
25-30 times greater.
Admittedly, this
usually happens
after retirement
(itself revealing
about the relationship
between deterrence
advocacy and the
pressures of careerism)
but the number has
included the topmost
civilian and military
'nuclear warriors'
of the past, now
repudiating that
past.
II. Moving Towards
Nuclear Sanity
We cannot stabilise
a nuclear regime
in South Asia. Nuclear
weapons destabilise
the security conditions
between rival nuclear-equipped
countries like India
and Pakistan and
the region (South
Asia) where they
exist cheek-by-jowl.
Of course, one can
fully expect the
two governments
of India and Pakistan
to make such stability
claims. But that
does not mean we
should take this
seriously.1 The
tenuousness of such
stability claims
can be easily perceived
by just asking ourselves
what would most
likely happen in
South Asia if the
U.S. government
decides to carry
out nuclear testing
once again! As long
as nuclear weapons
exist, you can only
try and make the
situation less unstable
and less insecure
by transitional
measures such as
nuclear risk reduction.
These are transitional
measures because
they cannot, in
themselves, make
the region nuclear
safe; in fact, they
make it only less
unsafe. Genuine
and enduring nuclear
safety comes from
being 'nuclear free'
regionally and globally.
There is no substitute
for nuclear disarmament
and to believe that
we must always 'live
with nuclear weapons'
is to make a grievous
mistake. Interestingly,
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